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   Share Information
 Shareholding Structure | Dividend History | Dividend Policy 

PARTICULARS OF SHAREHOLDING OF THE TOP 10 ORDINARY
SHAREHOLDERS OF THE BANK(As at 31 December 2020)

Unit: Share 

Name of 
shareholder
Nature of 
shareholder
Class of 
shares
Increase/ decrease of 
shares as 
compared 
to the end of 
last year
Shares held 
at the 
end of 
the period
Shareholding 
percentage (%)
Number of 
pledged/
 locked-up/
marked 
shares
Central Huijin 
Investment Ltd.
State-owned A Share - 123,717,852,951 34.71 None
Ministry of 
Finance of
the People’s 
Republic of China
State-owned A Share - 110,984,806,678 31.14 None
HKSCC 
Nominees 
Limited(4) 
Foreign 
legal person
H Share -5,017,925 86,162,583,706 24.18 Unknown
National Council 
for Social 
Security Fund(5)
State-owned A Share - 12,331,645,186 3.46 None
Ping An Life 
Insurance 
Company of 
China, Ltd. 
— Traditional — 
Ordinary insurance 
products
Other 
entities
A Share - 3,687,330,676 1.03 None
China Securities 
Finance Co., Ltd.
State-owned 
legal person
A Share -24 2,416,131,540 0.68 None
Hong Kong 
Securities 
Clearing Company 
Limited(6)
Foreign 
legal person
A Share -8,270,919 1,177,849,334 0.33 None
Central Huijin 
Asset Management 
Co., Ltd.
State-owned 
legal person
A Share - 1,013,921,700 0.28 None
China Life 
Insurance Company 
Limited — 
Traditional —
 Ordinary insurance 
products
 — 005L — 
CT001 Hu
Other 
entities
A Share -2,126,500 468,222,788 0.13 None
Taiping Life 
Insurance Co., Ltd. 
— Traditional — Ordinary 
insurance 
products —
022L — 
CT001 Hu
Other 
entities
A Share 39,168,600 426,975,751 0.12 None

Notes: (1)The above data are based on the Bank’s register of shareholders as at 30 September 2021.
(2)The Bank had no shares subject to restrictions on sales.
(3)HKSCC Nominees Limited is a wholly-owned subsidiary of Hong Kong Securities Clearing Company Limited. Central Huijin Asset Management Co., Ltd. is a wholly-owned subsidiary of Central Huijin Investment Ltd. Save as disclosed above, the Bank is not aware of any connected relations or concert party action among the afore-mentioned shareholders.
(4)Except to the extent unknown to HKSCC Nominees Limited, the top 10 shareholders of the Bank did not participate in any margin trading, short selling or refinancing business.
(5)The number of shares held by HKSCC Nominees Limited at the end of the period refers to the total H shares held by it as a nominee on behalf of all institutional and individual investors registered with accounts opened with HKSCC Nominees Limited as at 30 September 2021, which included H shares of the Bank held by National Council for Social Security Fund.
(6)According to the Notice on Comprehensively Transferring Part of State-Owned Capital to Fortify Social Security Funds (Cai Zi [2019] No. 49), Ministry of Finance of the People’s Republic of China transferred 12,331,645,186 A shares to the state-owned capital transfer account of National Council for Social Security Fund in a lump sum in December 2019. According to the relevant requirements under the Notice of the State Council on Issuing the Implementation Plan for Transferring Part of State-Owned Capital to Fortify Social Security Funds (Guo Fa [2017] No. 49), National Council for Social Security Fund shall perform the obligation of more than 3-year lock-up period as of the date of the receipt of transferred shares. At the end of the reporting period, according to the information provided by National Council for Social Security Fund to the Bank, National Council for Social Security Fund also held 7,946,049,758 H shares of the Bank and 20,277,694,944 A and H shares in aggregate, accounting for 5.69% of the Bank’s total ordinary shares.
(7)The number of shares held by Hong Kong Securities Clearing Company Limited at the end of the period refers to the total A shares (Northbound shares of the Shanghai-Hong Kong Stock Connect) held by it as a nominal holder designated by and on behalf of Hong Kong and foreign investors as at 30 September 2021.